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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2021
Mar 22, 2021
32838_dirs_2021-03-22_0bc278ce-b162-4c7d-8690-489610637801.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2021-03-20
Reporting Person: SMITH PHILIP W III (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-20 | Restricted Stock Units | $ | A | 1434 | Acquired | Common Stock (1434) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 53177.7792 | Direct |
| Common Stock | 1335 | Indirect |
| Common Stock | 8417.61 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.72 | 2022-01-03 | Common Stock (2500) | 2500 | Direct |
| Stock Option (right to buy) | $14.68 | 2023-01-02 | Common Stock (2500) | 2500 | Direct |
Footnotes
F1: Includes shares received through dividend reinvestment since the last filing.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
F4: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
F5: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.