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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2021
Mar 24, 2021
32838_dirs_2021-03-24_48a19546-3cb1-4bf9-8f83-5cc2ec71136e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2021-03-20
Reporting Person: CARFORA JEFFREY J (SEVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-20 | Common Stock | F | 4915 | $31.36 | Disposed | 99521 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-20 | Restricted Stock Units | $ | A | 6893 | Acquired | Common Stock (6893) | Direct | |
| 2021-03-20 | Restricted Stock Units | $ | A | 6893 | Acquired | Common Stock (6893) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1258 | Indirect |
| Common Stock | 6587.8708 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (3149) | 3149 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F2: Includes 401(k) contributions used to purchase PGC stock.
F3: Includes shares received through dividend reinvestment since the last filing.
F4: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F5: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F6: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F7: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F8: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.