PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2021

Mar 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2021-03-20

Reporting Person: Poland Todd (EVP, General Counsel)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-20	Restricted Stock Units	$	A	3863	Acquired		Common Stock (3863)	Direct
2021-03-20	Restricted Stock Units	$	A	1287	Acquired		Common Stock (1287)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3834	Indirect
Common Stock	1131.2295	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (1697)	1697	Direct

Footnotes

F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

F2: Includes shares received through dividend reinvestment since the last filing.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.