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PEAPACK GLADSTONE FINANCIAL CORP Director's Dealing 2021

Apr 5, 2021

32838_dirs_2021-04-05_51f169ba-5ddb-4229-af02-4358d415fb4f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2021-03-25

Reporting Person: Vorcheimer Stuart M. (EVP, Comm & Ind Lndg)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6802.4675 Direct
Common Stock 750 Indirect
Common Stock 347.0873 Indirect
Common Stock 512.5484 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (501) Direct
Restricted Stock Units $ Common Stock (1077) Direct
Restricted Stock Units $ Common Stock (130) Direct
Restricted Stock Units $ Common Stock (1266) Direct
Restricted Stock Units $ Common Stock (8929) Direct
Restricted Stock Units $ Common Stock (690) Direct
Restricted Stock Units $ Common Stock (4703) Direct

Footnotes

F1: The restricted stock units vest and settle in stock in five approximately equal installments beginning on the first anniversary of the date of grant.

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3: The restricted stock units vest and settle in stock in three approximately equal installments beginning on the first anniversary of the date of grant.