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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2021
Dec 23, 2021
32838_dirs_2021-12-23_5c3c2633-a2fe-42ea-9278-3e6826075d30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2021-12-13
Reporting Person: MEYERCORD F DUFFIELD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-13 | Common Stock | M | 2500 | $10.72 | Acquired | 106562.4018 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-13 | Stock Option (right to buy) | $10.72 | M | 2500 | Disposed | 2022-01-03 | Common Stock (2500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (10364) | 10364 | Direct | |
| Stock Option (right to buy) | $14.68 | 2023-01-02 | Common Stock (2500) | 2500 | Direct |
Footnotes
F1: Includes shares received through dividend reinvestment since the last filing.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
F4: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
F5: Option grant has no purchase or sale price.
F6: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.