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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2018
Mar 13, 2018
32838_dirs_2018-03-13_4c98e4d2-313f-4fa2-9521-799699838e63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2018-03-11
Reporting Person: Chalkan Lisa (EVP, Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-11 | Common Stock | F | 333 | $34.71 | Disposed | 6195 | Direct |
| 2018-03-11 | Common Stock | F | 200 | $34.71 | Disposed | 6517 | Direct |
| 2018-03-11 | Common Stock | F | 324 | $34.71 | Disposed | 7040 | Direct |
| 2018-03-11 | Common Stock | F | 130 | $34.71 | Disposed | 7249 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 270 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2567) | 2567 | Direct | |
| Restricted Stock Units | $ | Common Stock (2923) | 2923 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F4: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.