PEAKO LIMITED — Share Issue/Capital Change 2021

Jul 27, 2021

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

==> picture [21 x 22] intentionally omitted <==

Announcement Summary

Entity name

PEAKO LIMITED

Date of this announcement

Wednesday July 28, 2021

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
PKOAQ	OPTION EXPIRING 30-JUN-2022 EX $0.055	58,199,980	28/07/2021

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

1 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

==> picture [21 x 22] intentionally omitted <==

Part 1 - Entity and announcement details

1.1 Name of entity

PEAKO LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

79131843868

1.3 ASX issuer code

PKO

1.4 The announcement is

==> picture [8 x 8] intentionally omitted <==

New announcement

1.5 Date of this announcement

28/7/2021

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

2 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

==> picture [21 x 22] intentionally omitted <==

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
15-Jun-2021 13:31	New - Proposed issue of securities -	A placement or other type of issue
	PKO

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

3 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

==> picture [21 x 22] intentionally omitted <==

Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description PKOAQ : OPTION EXPIRING 30-JUN-2022 EX $0.055 Date the +securities the subject of this notification were issued 28/7/2021 Any other information the entity wishes to provide about the +securities the subject of this notification Issue details

Number of +securities 58,199,980 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Attached to Tranche 1 and 2 placement shares and SPP shares

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

4 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

==> picture [21 x 22] intentionally omitted <==

Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
PKO : ORDINARY FULLY PAID	294,168,385
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
PKOAC : OPTION EXPIRING 01-MAY-2022 EX 3C	1,000,000
PKOAZ : OPTION EXPIRING 29-MAR-2025 EX $0.055	1,000,000
PKOAY : OPTION EXPIRING 29-MAR-2024 EX $0.04	2,500,000
PKOAD : OPTION EXPIRING 01-MAY-2025 EX 5C	2,000,000
PKOAQ : OPTION EXPIRING 30-JUN-2022 EX $0.055	88,437,779
PKOAAA : OPTION EXPIRING 13-MAY-2023 EX $0.06	1,000,000
PKOAT : OPTION EXPIRING 30-NOV-2021 EX $0.075	1,000,000
PKOAU : OPTION EXPIRING 28-NOV-2022 EX $0.04	5,000,000
PKOAW : OPTION EXPIRING 05-NOV-2023 EX $0.044	7,000,000
PKOAX : OPTION EXPIRING 28-NOV-2023 EX $0.05	2,000,000
PKOAV : OPTION EXPIRING 30-NOV-2022 EX $0.10	1,000,000
PKOAAB : OPTION EXPIRING 21-MAY-2023 EX $0.06	4,000,000

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

5 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

==> picture [21 x 22] intentionally omitted <==

==> picture [540 x 710] intentionally omitted <==

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

6 / 6