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PEAKO LIMITED — Director's Dealing 2019
Oct 13, 2019
65567_rns_2019-10-13_7779a8ab-e640-4d2a-91fd-c738be0a96f4.pdf
Director's Dealing
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Appendix 3Y Change in Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01. Amended 01/01/11
| Name | of | entity: | PEAKO LIMITED |
|---|---|---|---|
| ABN: | 79 131 843 868 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | E. G. ALBERS |
|---|---|
| Date of last notice | 23 September 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | See Annexure A |
|---|---|
| Nature of indirect interest | See Annexure A |
| (including registered holder) | |
| Note: Provide details of the circumstances giving rise to the relevant interest. | |
| Date of change | See Annexure A |
| No. of securities held prior to change | 66,815,963 - Ordinary shares |
| 22,009,948 - Listed options with expiry of 30 April 2020 and | |
| exercise price of 2.5 cents per share | |
| Class | Ordinary shares |
| Number acquired | 11,300,000 - Ordinary shares |
| Number disposed | 11,300,000 - Listed options with expiry of 30 April 2020 and |
| exercise price of 2.5 cents per share | |
| Value/Consideration | See Annexure A |
| Note: If consideration is non-cash, provide details and estimated valuation | |
| No. of securities held after change | 78,115,963 - Ordinary shares |
| 10,709,948 - Listed options with expiry of 30 April 2020 and | |
| exercise price of 2.5 cents per share | |
| Nature of change | |
| Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, | See Annexure A |
| participation in buy-back |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
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Appendix 3Y Change in Director's Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder Not Applicable
(if issued securities)
Date of change Not Applicable
No. and class of securities to which interest related prior to Not Applicable
change
Note: Details are only required for a contract in relation to which the interest
has changed
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration Not Applicable
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change Not Applicable
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Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed above traded during a N/A +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 2
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Appendix 3Y Change in Director's Interest Notice
ANNEXURE “A”
Change of Directors Interest Notice
ERNEST GEOFFREY ALBERS
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|||
|---|---|
|Date of Last Notice|23 September 2019|
|Date of This Report:|14 October 2019|
|Nature of Interest:|Direct|
|Registered Holder:|
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E.G. ALBERS
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|11 Oct 2019|6,327,198|2,109,066|0|$52,727|8,436,264|Option exercise|
|LISTED|11 Oct 2019|2,109,066|0|2,109,066|-|0|Option exercise|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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Nature of Interest:
Indirect
Registered Holder:
500 CUSTODIAN PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|-|7,560,000|0|0|-|7,560,000|-|
|LISTED|-|2,520,000|0|0|-|2,520,000|-|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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Nature of Interest: Registered Holder:
Indirect
AUSTRALIS FINANCE PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|11 Oct 2019|4,043,106|1,347,702|0|$33,693|5,390,808|Option exercise|
|LISTED|11 Oct 2019|1,347,702|0|1,347,702|-|0|Option exercise|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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- See chapter 19 for defined terms.
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Appendix 3Y Change in Director's Interest Notice
Nature of Interest: Registered Holder:
Indirect
AURALANDIA PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|11 Oct 2019|2,468,106|822,702|0|$20,568|3,290,808|Option exercise|
|LISTED|11 Oct 2019|822,702|0|822,702|-|0|Option exercise|
|OPTIONS 30|
|APR 20 @|
|$0.025|
|Nature of Interest:|Indirect|
|Registered Holder:|
|GREAT AUSTRALIA CORPORATION PTY LTD|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|11 Oct 2019|0|4,604,726|0|$115,118|4,604,726|Transfer from|
|registered holder|
|Nature of Interest:|Indirect|
|Registered Holder:|
|GREAT MISSENDEN HOLDINGS PTY LTD|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|11 Oct 2019|2,056,755|685,585|0|$17,140|2,742,340|Option exercise|
|LISTED|11 Oct 2019|685,585|0|685,585|-|0|Option exercise|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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Nature of Interest: Indirect Registered Holder:
HAWKESTONE RESOURCES PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|11 Oct 2019|16,260,501|1,730,219|0|$43,255|17,990,720|Option exercise|
|LISTED|11 Oct 2019|5,420,167|0|1,730,219|-|3,689,948|Option exercise|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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- See chapter 19 for defined terms.
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Appendix 3Y Change in Director's Interest Notice
Nature of Interest: Indirect Registered Holder:
ALBERS CUSTODIAN COMPANY PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|-|2,970,000|0|0|-|2,970,000|-|
|LISTED|-|990,000|0|0|-|990,000|-|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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Nature of Interest: Indirect
Registered Holder:
SACROSANCT PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|-|10,530,000|0|0|-|10,530,000|-|
|LISTED|-|3,510,000|0|0|-|3,510,000|-|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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Nature of Interest: Indirect Registered Holder:
SOUTHERN ENERGY PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|11 Oct 2019|13,814,177|4,604,726|0|$115,118|Option exercise|
|ORDINARY|11 Oct 2019|0|4,604,726|-$115,118|13,814,177|Transfer to|
|beneficial holder|
|LISTED|11 Oct 2019|4,604,726|0|4,604,726|-|0|Option exercise|
|OPTIONS 30|
|APR 20 @|
|$0.025|
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Nature of Interest: Indirect Registered Holder:
WESTMINEX PTY LTD
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|---|---|---|---|---|---|---|---|
|Class of Security|Date of Change|No Securities held last|No Acquired|No Disposed|Value/ Consideration|No Securities|Nature of Change (if|
|Report|held after change|not ASX trade)|
|ORDINARY|-|786,120|0|0|-|786,120|-|
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- See chapter 19 for defined terms.
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Appendix 3Y Change in Director's Interest Notice
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Class of Security Date of Change No Securities held last No Acquired No Disposed Value/ Consideration No Securities Nature of Change (if
Report held after change not ASX trade)
SUMMARY - ORDINARY
Total Direct 6,327,198 2,109,066 0 $52,727 8,436,264
Total Indirect 60,488,765 13,795,660 4,604,726 $229,773 69,679,699
TOTAL 66,815,963 15,904,726 4,604,726 $282,500 78,115,963
SUMMARY - LISTED OPTIONS 30 APR 20 @ $0.025
Total Direct 2,109,066 0 2,109,066 $0 0
Total Indirect 19,900,882 0 9,190,934 $0 10,709,948
TOTAL 22,009,948 0 11,300,000 $0 10,709,948
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- See chapter 19 for defined terms.
Appendix 3Y Page 6
01/01/2011