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PEAKO LIMITED Capital/Financing Update 2021
65567_rns_2021-06-20_511790c8-4e60-403a-a1ce-588d06cb95cd.pdf
Capital/Financing Update
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Announcement Summary
Entity name
PEAKO LIMITED
Announcement Type
New announcement
Date of this announcement
Monday June 21, 2021
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +securitycode | Security description | Number of +securities tobe quoted | Issue date |
|---|---|---|---|
| PKO | ORDINARY FULLY PAID | 42,857,142 | 21/06/2021 |
Refer to next page for full details of the announcement
Part 1 - Entity and announcement details
1.1 Name of entity
PEAKO LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type ABN
Registration number 79131843868
1.3 ASX issuer code PKO
1.4 The announcement is
New announcement
1.5 Date of this announcement
21/6/2021
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date andTime | Announcement Title | Selected Appendix 3B to submit quotationrequest | |
|---|---|---|---|
| 15-Jun-2021 13:31 | New - Proposed issue of securities -PKO | A placement or other type of issue |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
21,428,571 Tranche 1 unlisted Options Strike Price $0.055 expiring 30 June 22 14,285,716 Tranche 2 PKO Shares and 7,142,858 unlisted Options Strike Price $0.055 expiring 30 June 2022 14,285,716 SPP PKO Shares and 7,142,858 unlisted Options Strike Price $0.055 expiring 30 June 2022
Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
PKO : ORDINARY FULLY PAID
Issue date
21/6/2021
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
| Number of +securities held | Number of holders | Total percentage of +securities heldFor example, to enter a value of 50%please input as 50.00 |
|---|---|---|
| 1 - 1,000 | % | |
| 1,001 - 5,000 | % | |
| 5,001 - 10,000 | % | |
| 10,001 - 100,000 | % | |
| 100,001 and over | % |
Issue details
| Number of +securities to be quoted42,857,142 | ||||
|---|---|---|---|---|
| Are the +securities being issued for a cash consideration?Yes | ||||
| In what currency is the cash consideration being paid? | What is the issue price per +security? | |||
| AUD - Australian Dollar | AUD 0.03500000 | |||
| Any other information the entity wishes to provide about the +securities to be quoted |
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| PKO : ORDINARY FULLY PAID | 234,911,319 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| PKOAC : OPTION EXPIRING 01-MAY-2022 EX 3C | 1,000,000 |
| PKOAZ : OPTION EXPIRING 29-MAR-2025 EX $0.055 | 1,000,000 |
| PKOAY : OPTION EXPIRING 29-MAR-2024 EX $0.04 | 2,500,000 |
| PKOAD : OPTION EXPIRING 01-MAY-2025 EX 5C | 2,000,000 |
| PKOAQ : OPTION EXPIRING 30-JUN-2022 EX $0.055 | 30,237,799 |
| PKOAAA : OPTION EXPIRING 13-MAY-2023 EX $0.06 | 1,000,000 |
| PKOAT : OPTION EXPIRING 30-NOV-2021 EX $0.075 | 1,000,000 |
| PKOAU : OPTION EXPIRING 28-NOV-2022 EX $0.04 | 5,000,000 |
| PKOAW : OPTION EXPIRING 05-NOV-2023 EX $0.044 | 7,000,000 |
| PKOAX : OPTION EXPIRING 28-NOV-2023 EX $0.05 | 2,000,000 |
| PKOAV : OPTION EXPIRING 30-NOV-2022 EX $0.10 | 1,000,000 |