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PEAKO LIMITED — Capital/Financing Update 2021
Jul 19, 2021
65567_rns_2021-07-19_f69d3bc1-c75a-4f1a-bd80-29759d6274a7.pdf
Capital/Financing Update
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Announcement Summary
Entity name
PEAKO LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday July 20, 2021
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +securitycode | Security description | Number of +securities tobe quoted | Issue date |
|---|---|---|---|
| PKO | ORDINARY FULLY PAID | 59,257,066 | 20/07/2021 |
Refer to next page for full details of the announcement

Part 1 - Entity and announcement details
1.1 Name of entity
PEAKO LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type ABN
Registration number 79131843868
1.3 ASX issuer code PKO
1.4 The announcement is
New announcement
1.5 Date of this announcement
20/7/2021

Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date andTime | Announcement Title | Selected Appendix 3B to submit quotationrequest |
|---|---|---|
| 15-Jun-2021 13:31 | New - Proposed issue of securities -PKO | An offer of +securities under a +securitiespurchase plan |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
29,628,551 unlisted options - strike price $0.055 expiry date 30 June 2022, attached to the SPP shares, will be granted following the meeting of shareholders on 26 July 2021 (subject to restoration of the Companys placement capacity).
The second tranche of the Placement, subject to shareholder approval at 26 July 2021 General Meeting, 14,285,716 Shares and 7,142,858 unlisted options - strike price of $0.055 expiry date of 30 June 2022.

Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Corporate Action Component Detail
ASX +security code and description
PKO : ORDINARY FULLY PAID
Issue date
20/7/2021
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
| Number of +securities held | Number of holders | Total percentage of +securities heldFor example, to enter a value of 50%please input as 50.00 |
|---|---|---|
| 1 - 1,000 | % | |
| 1,001 - 5,000 | % | |
| 5,001 - 10,000 | % | |
| 10,001 - 100,000 | % | |
| 100,001 and over | % |

Issue details
Number of +securities to be quoted
59,257,066
Issue currency
Issue price or consideration per +security
AUD - Australian Dollar
AUD 0.03500000
Any other information the entity wishes to provide about the +securities to be quoted

Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| PKO : ORDINARY FULLY PAID | 294,168,385 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| PKOAC : OPTION EXPIRING 01-MAY-2022 EX 3C | 1,000,000 |
| PKOAZ : OPTION EXPIRING 29-MAR-2025 EX $0.055 | 1,000,000 |
| PKOAY : OPTION EXPIRING 29-MAR-2024 EX $0.04 | 2,500,000 |
| PKOAD : OPTION EXPIRING 01-MAY-2025 EX 5C | 2,000,000 |
| PKOAQ : OPTION EXPIRING 30-JUN-2022 EX $0.055 | 30,237,799 |
| PKOAAA : OPTION EXPIRING 13-MAY-2023 EX $0.06 | 1,000,000 |
| PKOAT : OPTION EXPIRING 30-NOV-2021 EX $0.075 | 1,000,000 |
| PKOAU : OPTION EXPIRING 28-NOV-2022 EX $0.04 | 5,000,000 |
| PKOAW : OPTION EXPIRING 05-NOV-2023 EX $0.044 | 7,000,000 |
| PKOAX : OPTION EXPIRING 28-NOV-2023 EX $0.05 | 2,000,000 |
| PKOAV : OPTION EXPIRING 30-NOV-2022 EX $0.10 | 1,000,000 |
| PKOAAB : OPTION EXPIRING 21-MAY-2023 EX $0.06 | 4,000,000 |
