PEAKO LIMITED — Capital/Financing Update 2021

Nov 30, 2021

Announcement Summary

Entity name

PEAKO LIMITED

Date of this announcement

Wednesday December 01, 2021

The +securities the subject of this notification are: Other

Total number of +securities to be issued/transferred

ASX +securitycode	Security description	Total number of+securities to beissued/transferred	Issue date
New class - codeto be confirmed	OPTION EXPIRING 29-MAR-2023 EX $0.06	1,000,000	29/11/2021
New class - codeto be confirmed	OPTION EXPIRING 25-NOV-2024 EX $0.06	500,000	29/11/2021
New class - codeto be confirmed	OPTION EXPIRING 25-NOV-2024 EX $0.10	1,000,000	29/11/2021
New class - codeto be confirmed	OPTION EXPIRING 25-NOV-2025 EX $0.15	1,000,000	29/11/2021

Refer to next page for full details of the announcement

Part 1 - Entity and announcement details

1.1 Name of entity

PEAKO LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

Registration number 79131843868

1.3 ASX issuer code PKO

1.4 The announcement is

New announcement

1.5 Date of this announcement

1/12/2021

ABN

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

Other

Please specify

Issue of unlisted options approved by members at AGM 26/11/21

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX

in an Appendix 3B

New +securities

ASX +security code	+Security description
New class - code to be confirmed	OPTION EXPIRING 29-MAR-2023 EX $0.06
+Security type	ISIN code
Options
Date the +securities the subject of this notification were issued
29/11/2021
	Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
listing rule 6.1?No	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
issued.	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
ff96335c2d45a094df02a206a39ff4	https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02440228-3A579046?access_token=83

+Security currency AUD - Australian Dollar Exercise price AUD 0.06000000 Expiry date 29/3/2023

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

PKO

Any other information the entity wishes to provide about the +securities the subject of this notification

N/A
Issue details
Number of +securities
1,000,000
	Were the +securities issued for a cash consideration?
No
	Please describe the consideration being provided for the +securities
nil
Purpose of the issue
Other
Additional Details
To incentivise the director

New +securities

ASX +security code	+Security description
New class - code to be confirmed	OPTION EXPIRING 25-NOV-2024 EX $0.06

+Security type

ISIN code

Options

Date the +securities the subject of this notification were issued

29/11/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02440228-3A579046?access\_token=83 ff96335c2d45a094df02a206a39ff4

Options Details

+Security currency	Exercise price	Expiry date
AUD - Australian Dollar	AUD 0.06000000	25/11/2024
company option		Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
Other
Description
PKO
		Any other information the entity wishes to provide about the +securities the subject of this notification
		Please provide any further information needed to understand the circumstances in which you are notifying the
		issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
N/A
Issue details
Number of +securities
500,000
Were the +securities issued for a cash consideration?No
	Please describe the consideration being provided for the +securities
nil
Purpose of the issue
Other
Additional DetailsTo incentivise an employee

New +securities

ASX +security code	+Security description
New class - code to be confirmed	OPTION EXPIRING 25-NOV-2024 EX $0.10

+Security type

Options

Date the +securities the subject of this notification were issued

29/11/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No

ISIN code

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02440228-3A579046?access_token=83
ff96335c2d45a094df02a206a39ff4

Options Details

+Security currency	Exercise price	Expiry date
AUD - Australian Dollar	AUD 0.10000000	25/11/2024
company optionOther		Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
Description
PKO

Any other information the entity wishes to provide about the +securities the subject of this notification

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

N/A

Issue details

Number of +securities

1,000,000

Were the +securities issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

nil

Purpose of the issue

Other

Additional Details

To incentivise the director

New +securities

ASX +security code	+Security description
New class - code to be confirmed	OPTION EXPIRING 25-NOV-2025 EX $0.15

+Security type

ISIN code

Options

Date the +securities the subject of this notification were issued

29/11/2021

Equity Securities

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02440228-3A579046?access\_token=83 ff96335c2d45a094df02a206a39ff4

Options Details

+Security currency

AUD - Australian Dollar

Exercise price AUD 0.15000000 Expiry date 25/11/2025

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

PKO

Any other information the entity wishes to provide about the +securities the subject of this notification

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

N/A

Issue details

Number of +securities

1,000,000

Were the +securities issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

nil

Purpose of the issue

Other

Equity Securities

Additional Details

To incentivise the director

Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

ASX +security code and description	Total number of+securities on issue
PKO : ORDINARY FULLY PAID	308,454,101

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description	Total number of+securities on issue
PKOAC : OPTION EXPIRING 01-MAY-2022 EX 3C	1,000,000
PKOAZ : OPTION EXPIRING 29-MAR-2025 EX $0.055	1,000,000
PKOAY : OPTION EXPIRING 29-MAR-2024 EX $0.04	2,500,000
PKOAD : OPTION EXPIRING 01-MAY-2025 EX 5C	2,000,000
PKOAQ : OPTION EXPIRING 30-JUN-2022 EX $0.055	88,437,779
PKOAAA : OPTION EXPIRING 13-MAY-2023 EX $0.06	1,000,000
PKOAT : OPTION EXPIRING 30-NOV-2021 EX $0.075	1,000,000
PKOAU : OPTION EXPIRING 28-NOV-2022 EX $0.04	5,000,000
PKOAW : OPTION EXPIRING 05-NOV-2023 EX $0.044	7,000,000
PKOAX : OPTION EXPIRING 28-NOV-2023 EX $0.05	2,000,000
PKOAV : OPTION EXPIRING 30-NOV-2022 EX $0.10	1,000,000
PKOAAB : OPTION EXPIRING 21-MAY-2023 EX $0.06	4,500,000
New class - code to be confirmed : OPTION EXPIRING 29-MAR-2023 EX $0.06	1,000,000

New class - code to be confirmed : OPTION EXPIRING 25-NOV-2024 EX $0.06	500,000
New class - code to be confirmed : OPTION EXPIRING 25-NOV-2024 EX $0.10	1,000,000
New class - code to be confirmed : OPTION EXPIRING 25-NOV-2025 EX $0.15	1,000,000

Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? Yes

5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1 26/11/2021