PEAKO LIMITED — Capital/Financing Update 2021

Dec 5, 2021

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

PEAKO LIMITED

Date of this announcement

Monday December 06, 2021

The +securities the subject of this notification are: Other

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	OPTION EXPIRING 21-NOV-2023 EX $0.06	1,000,000	01/12/2021
to be confirmed
New class - code	OPTION EXPIRING 21-NOV-2024 EX $0.10	1,000,000	01/12/2021
to be confirmed
New class - code	OPTION EXPIRING 21-NOV-2025 EX $0.20	1,000,000	01/12/2021
to be confirmed

Refer to next page for full details of the announcement

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Part 1 - Entity and announcement details

1.1 Name of entity

PEAKO LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

79131843868

1.3 ASX issuer code

PKO

1.4 The announcement is

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New announcement

1.5 Date of this announcement

6/12/2021

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Part 2 - Issue details

2.1 The +securities the subject of this notification are:

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Other

Please specify

Issue of options to employee as an incentive

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

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New +securities
ASX +security code +Security description
New class - code to be confirmed OPTION EXPIRING 21-NOV-2023 EX $0.06
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
1/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
N/A
Options Details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.06000000 21/11/2023
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
PKO
Any other information the entity wishes to provide about the +securities the subject of this notification
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Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

N/A

Issue details

Number of +securities

1,000,000

Were the +securities issued for a cash consideration? No

Please describe the consideration being provided for the +securities nil Purpose of the issue Other

Additional Details

New +securities

ASX +security code +Security description New class - code to be confirmed OPTION EXPIRING 21-NOV-2024 EX $0.10 +Security type ISIN code Options Date the +securities the subject of this notification were issued 1/12/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. N/A

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Options Details

+Security currency AUD - Australian Dollar

Exercise price Expiry date AUD 0.10000000 21/11/2024

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

PKO

Any other information the entity wishes to provide about the +securities the subject of this notification

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

N/A

Issue details

Number of +securities

1,000,000

Were the +securities issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities

nil

Purpose of the issue

Other

Additional Details

New +securities

ASX +security code

ASX +security code +Security description New class - code to be confirmed OPTION EXPIRING 21-NOV-2025 EX $0.20

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+Security type		ISIN code
Options
Date the +securities the subject of this notification were issued
1/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Have you received confirmation from ASX that the terms		of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
N/A
Options Details
+Security currency	Exercise price	Expiry date
AUD - Australian Dollar	AUD 0.20000000	21/11/2025
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
PKO
Any other information the entity wishes to provide about the +securities the subject of this notification
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX,	including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B

N/A

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Issue details

Number of +securities

1,000,000

Were the +securities issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities nil Purpose of the issue Other

Additional Details

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Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
PKO : ORDINARY FULLY PAID	308,454,101
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
PKOAC : OPTION EXPIRING 01-MAY-2022 EX 3C	1,000,000
PKOAZ : OPTION EXPIRING 29-MAR-2025 EX $0.055	1,000,000
PKOAY : OPTION EXPIRING 29-MAR-2024 EX $0.04	2,500,000
PKOAD : OPTION EXPIRING 01-MAY-2025 EX 5C	2,000,000
PKOAQ : OPTION EXPIRING 30-JUN-2022 EX $0.055	88,437,779
PKOAAC : OPTION EXPIRING 29-MAR-2023 EX $0.06	1,000,000
PKOAAD : OPTION EXPIRING 25-NOV-2024 EX $0.06	500,000
PKOAAE : OPTION EXPIRING 25-NOV-2024 EX $0.10	1,000,000
PKOAAF : OPTION EXPIRING 25-NOV-2025 EX $0.15	1,000,000
PKOAAA : OPTION EXPIRING 13-MAY-2023 EX $0.06	1,000,000
PKOAU : OPTION EXPIRING 28-NOV-2022 EX $0.04	4,000,000
PKOAW : OPTION EXPIRING 05-NOV-2023 EX $0.044	5,000,000
PKOAX : OPTION EXPIRING 28-NOV-2023 EX $0.05	2,000,000

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
PKOAV : OPTION EXPIRING 30-NOV-2022 EX $0.10	1,000,000
PKOAAB : OPTION EXPIRING 21-MAY-2023 EX $0.06	4,500,000
New class - code to be confirmed : OPTION EXPIRING 21-NOV-2023 EX $0.06	1,000,000
New class - code to be confirmed : OPTION EXPIRING 21-NOV-2024 EX $0.10	1,000,000
New class - code to be confirmed : OPTION EXPIRING 21-NOV-2025 EX $0.20	1,000,000

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No

5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? Yes

5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1?

3000000

5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No

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