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PEAK PROCESSING LIMITED — Major Shareholding Notification 2021
Sep 1, 2021
65568_rns_2021-09-01_07f3de6e-292c-475b-bbe8-1f1399a11d77.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Althea Group Holdings Ltd (AGH) | ||
|---|---|---|---|
| ACN/ARSN | 626 966 943 | ||
| 1. Details of substantial holder (1)Name | Regal Funds Management Pty Ltd (RFM) | ||
| ACN/ARSN (if applicable) | 107 576 821 | ||
| 31/08/2021The holder became a substantial holder on |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| ORDINARY | 22,946,369 | 22,946,369 | 7.48% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| REGAL FUNDS MANAGEMENT PTY LIMITED | REGAL FUNDS MANAGEMENT PTY LIMITED HASA RELEVANT INTEREST IN ITS CAPACITY ASINVESTMENT MANAGER AND/OR TRUSTEE | 22,946,369 ORDINARY |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registeredas holder (8) | Nature ofrelevant interest(6) | Class andnumber ofsecurities | Person'svotes |
|---|---|---|---|---|---|
| CREDIT SUISSE AG | CS THIRD NOMINEES PTYLIMITED | CREDIT SUISSE AG | HOLDER OFSHARES | 22,946,369ORDINARY | 22,946,369 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 1 |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| NOT APPLICABLE |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | ||
|---|---|---|---|
| Kenny Ho | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW | ||
| 2000 |
Signature
| print name | Kenny Ho | capacity | Company Secretary | ||
|---|---|---|---|---|---|
| sign here | date | 2/09/2021 |
Annexure 1
Consideration
| Date | Person whose relevant interestchanged | Nature ofChange | Consideration given inrelation tochange | Number ofsecuritiesaffected | Class ofsecurities | Personsvotesaffected |
|---|---|---|---|---|---|---|
| 3/05/2021 | Regal Funds Management | Buy | 30232.22 | 64876 | Ordinary | 64876 |
| 4/05/2021 | Regal Funds Management | Buy | 45478.48 | 100394 | Ordinary | 100394 |
| 17/05/2021 | Regal Funds Management | Buy | 5278.35 | 13710 | Ordinary | 13710 |
| 19/05/2021 | Regal Funds Management | Buy | 10435.56 | 27462 | Ordinary | 27462 |
| 20/05/2021 | Regal Funds Management | Buy | 24734.35 | 66170 | Ordinary | 66170 |
| 30/06/2021 | Regal Funds Management | Buy | 96523.05 | 316469 | Ordinary | 316469 |
| 31/08/2021 | Regal Funds Management | Buy | 3500000.16 | 14583334 | Ordinary | 14583334 |