PEAK PROCESSING LIMITED — Major Shareholding Notification 2020

Mar 16, 2020

Pendal Group Limited

Level 14, The Chifley Tower 2 Chifley Square Sydney NSW 2000 Australia ABN 28 126 385 822

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

17 March 2020

Dear Sir/Madam,

Re: Notice of Ceasing to be a Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Althea Group Holdings Limited ( AGH ).

Yours faithfully

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Joanne Hawkins Group Company Secretary

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Form 605

Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder

To Company Name/Scheme ALTHEA GROUP HOLDINGS LIMITED (AGH) ACN/ARSN ACN 926 966 943

1. Details of substantial holder(1)

Name

PENDAL GROUP LIMITED (PDL)

ACN/ARSN (if applicable)

ACN 126 385 822

The holder ceased to be a substantial holder on 13/03/2020

The previous notice was given to the company on 29/10/2019

The previous notice was dated 25/10/2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest	Nature of	Consideration	Class (6) and	Person’s
	changed	change (4)	given in relation	number of	votes
			to change (5)	securities	affected
				affected
13/03/2020	Pendal Group Limited & its	See	See	See	See
	Associates, Pendal Fund	Annexure	Annexure 'A'	Annexure	Annexure
	ServicesLimited	'A'		'A'	'A'

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

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4. Addresses

The addresses of persons named in this form are as follows:NameAddressPendal Group LimitedLevel 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000Pendal Fund Services LimitedLevel 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000ALTHEA GROUP HOLDINGS LIMITED (AGH)The Company SecretaryALTHEA GROUP HOLDINGS LIMITED (AGH)Suite 2, Level 37, 360 Elizabeth StreetMelbourne, VIC 3000SignaturePrint nameJoanne HawkinsCapacityCompanySecretarySign hereDate17/03/2020	The addresses of persons named in this form are as follows:NameAddressPendal Group LimitedLevel 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000Pendal Fund Services LimitedLevel 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000ALTHEA GROUP HOLDINGS LIMITED (AGH)The Company SecretaryALTHEA GROUP HOLDINGS LIMITED (AGH)Suite 2, Level 37, 360 Elizabeth StreetMelbourne, VIC 3000SignaturePrint nameJoanne HawkinsCapacityCompanySecretarySign hereDate17/03/2020	The addresses of persons named in this form are as follows:NameAddressPendal Group LimitedLevel 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000Pendal Fund Services LimitedLevel 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000ALTHEA GROUP HOLDINGS LIMITED (AGH)The Company SecretaryALTHEA GROUP HOLDINGS LIMITED (AGH)Suite 2, Level 37, 360 Elizabeth StreetMelbourne, VIC 3000SignaturePrint nameJoanne HawkinsCapacityCompanySecretarySign hereDate17/03/2020
Name		Address
Pendal Group Limited		Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000
Pendal Fund Services Limited		Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW2000
ALTHEA GROUP HOLDINGS LIMITED (AGH)		The Company SecretaryALTHEA GROUP HOLDINGS LIMITED (AGH)Suite 2, Level 37, 360 Elizabeth StreetMelbourne, VIC 3000
SignaturePrint nameSign here
	Date17/03/2020

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DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

• (2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

• (3) See the definition of “associate” in section 9 of the Corporations Act 2001.

• (4) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

• (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (6) The voting shares of a company constitute one class unless divided into separate classes.

• (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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ANNEXURE A

This is annexure ‘A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Pendal Group Limited ACN 126 385 822 and its associated entities

Joanne Hawkins– Company Secretary, Pendal Group Limited 17/03/2020

Sales & Purchases for the period : 26/10/2019 to 13/03/2020

SECURITY: AGH

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----- Start of picture text ----- Pendal Fund Services LimitedPerson’sNature of Class ofDate Registered Company Change Quantity Consideration Securities affected votes12/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -915,000 -183,000.00 Ordinary 915,000.00Total -915,000 -183,000.00Pendal Fund Services Limited -915,000 -183,000.00----- End of picture text -----

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