PEAK PROCESSING LIMITED — Major Shareholding Notification 2019

Oct 28, 2019

Pendal Group Limited

Level 14, The Chifley Tower 2 Chifley Square Sydney NSW 2000 Australia ABN 28 126 385 822

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

29 October 2019

Dear Sir/Madam

Re: Notice of Initial Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Initial Substantial Holder (Form 603) in respect of Althea Group Holdings Limited (AGH).

Yours faithfully

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Joanne Hawkins Group Company Secretary

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Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme ALTHEA GROUP HOLDINGS LIMITED (AGH) ACN/ARSN ACN 926 966 943

1. Details of substantial holder(1)

Name PENDAL GROUP LIMITED (PDL) ACN/ARSN (if applicable) ACN 126 385 822 The holder became a substantial holder on 25/10/2019

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person’s votes (5)	Voting power (6)
Ordinary Shares	12,000,000	12,000,000	5.14%
Total	12,000,000	12,000,000	5.14%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest(7)	Number of securities	Class of securities
Pendal Fund Services Limited *	Pendal Fund Services Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares.	12,000,000	Ordinary

• Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest.

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4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

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Holder of relevant interest Registered holder of Persons entitled to be Class and number of
securities registered as holder (8) securities
Pendal Fund Services HSBC Custody See Annexure 'A' 12,000,000
Limited Nominees (Australia) Ordinary
Limited.
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the
day that the substantial holder became a substantial holder is as follows:
Holder of relevant Date of acquisition Consideration (9) Class and number of
interest Cash Non-cash securities
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Pendal Group Limited (PDL) Level 14, Chifley Tower, 2 Chifley Square,
Sydney NSW 2000
Pendal Fund Services Limited Level 14, Chifley Tower, 2 Chifley Square,
Sydney NSW 2000
ALTHEA GROUP HOLDINGS LIMITED (AGH) The Company Secretary
ALTHEA GROUP HOLDINGS LIMITED (AGH)
Suite 2, Level 37, 360 Elizabeth Street
Melbourne, VIC 3000
Signature
Print name Joanne Hawkins Capacity Company Secretary
Sign here Date 29/10/2019
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	DIRECTIONS
(1)	If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
	corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
	relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
	named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7
	of the form.
(2)	See the definition of “associate” in section 9 of the Corporations Act 2001.
(3)	See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)	The voting shares of a company constitute one class unless divided into separate classes.
(5)	The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the
	person or an associate has a relevant interest in.
(6)	The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(7)	Include details of:
	(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4)
	applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person
	giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
	written statement certifying this contract, scheme or arrangement; and
	(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
	powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
	which the qualification applies).
	See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8)	If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
	option) write “unknown”.
(9)	Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
	interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
	the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
	of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
	whom the relevant interest was acquired.

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ANNEXURE A

This is annexure ‘A’ referred to in Form 603, Notice of initial substantial holder, lodged for Pendal Group Limited ACN 126 385 822.

Joanne Hawkins – Company Secretary, Pendal Group Limited 29/10/2019

Sales & Purchases for the period : 25/06/2019 to 25/10/2019 SECURITY: AGH

Pendal Fund	Services Limited
Date	Registered Company	Nature of Change	Quantity	Consideration	Class of Securities	Person’s votes affected
8/08/2019	HSBC Custody Nominees (Australia) Limited.	Buy	2,000,000	0.00	Ordinary	2,000,000
9/09/2019	HSBC Custody Nominees (Australia) Limited.	Buy	206,026	162,760.54	Ordinary	206,026
10/09/2019	HSBC Custody Nominees (Australia) Limited.	Buy	355,913	277,612.14	Ordinary	355,913
11/09/2019	HSBC Custody Nominees (Australia) Limited.	Buy	215,442	170,199.18	Ordinary	215,442
12/09/2019	HSBC Custody Nominees (Australia) Limited.	Buy	165,885	134,366.85	Ordinary	165,885
13/09/2019	HSBC Custody Nominees (Australia) Limited.	Buy	81,846	68,750.64	Ordinary	81,846
16/09/2019	HSBC Custody Nominees (Australia) Limited.	Buy	158,120	128,077.20	Ordinary	158,120
25/10/2019	HSBC Custody Nominees (Australia) Limited.	Buy	6,000,000	2,400,000.00	Ordinary	6,000,000
	Total		9,183,232	3,341,766.55
	Pendal Fund Services Limited		9,183,232	3,341,766.55

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