PEABODY ENERGY CORP — Director's Dealing 2021

Sep 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2021-09-15

Reporting Person: Elliott Investment Management L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-15	Common Stock, par value $0.01 per share ("Common Stock")	S	1129653	$17.10	Disposed	27786548	Indirect
2021-09-15	Common Stock	S	59148	$17.88	Disposed	27727400	Indirect
2021-09-16	Common Stock	S	427615	$15.98	Disposed	27299785	Indirect
2021-09-17	Common Stock	S	174998	$15.11	Disposed	27124787	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-17	Call Options (obligation to sell)	$15.00	S	7500	Disposed	2021-10-15	Common Stock (750000)	Indirect
2021-09-17	Call Options (obligation to sell)	$16.00	S	7500	Disposed	2021-10-15	Common Stock (750000)	Indirect

Footnotes

F1: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.