PEABODY ENERGY CORP — Director's Dealing 2021

Oct 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2021-10-15

Reporting Person: Elliott Investment Management L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-15	Common Stock, par value $0.01 per share ("Common Stock")	X	750000	$15.00	Disposed	26374787	Indirect
2021-10-15	Common Stock	X	238200	$16.00	Disposed	26136587	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-15	Call Options (obligation to sell)	$15.00	X	7500	Disposed	2021-10-15	Common Stock (750000)	Indirect
2021-10-15	Call Options (obligation to sell)	$16.00	X	2382	Disposed	2021-10-15	Common Stock (238200)	Indirect
2021-10-15	Call Options (obligation to sell)	$16.00	E	5118	Disposed	2021-10-15	Common Stock (511800)	Indirect

Footnotes

F1: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3: The Reporting Person has agreed to disgorge to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transaction reported herein.