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PEABODY ENERGY CORP Director's Dealing 2021

Nov 4, 2021

31311_dirs_2021-11-03_5561e571-fbf8-46c5-a430-858704920d3a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2021-11-01

Reporting Person: Elliott Investment Management L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-01 Common Stock, par value $0.01 per share ("Common Stock") S 251937 $12.27 Disposed 25884650 Indirect
2021-11-03 Common Stock S 2987 $12.52 Disposed 25881663 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-03 Call Options (obligation to sell) $12.00 S 2500 Disposed 2021-11-19 Common Stock (250000) Indirect

Footnotes

F1: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.

F2: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.