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PEABODY ENERGY CORP — Director's Dealing 2021
Nov 4, 2021
31311_dirs_2021-11-03_5561e571-fbf8-46c5-a430-858704920d3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2021-11-01
Reporting Person: Elliott Investment Management L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock, par value $0.01 per share ("Common Stock") | S | 251937 | $12.27 | Disposed | 25884650 | Indirect |
| 2021-11-03 | Common Stock | S | 2987 | $12.52 | Disposed | 25881663 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-03 | Call Options (obligation to sell) | $12.00 | S | 2500 | Disposed | 2021-11-19 | Common Stock (250000) | Indirect |
Footnotes
F1: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.
F2: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.