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PEABODY ENERGY CORP — Director's Dealing 2021
Nov 23, 2021
31311_dirs_2021-11-23_bd588b7a-21a1-4f28-aa11-3f5a1b9ffe0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2021-11-19
Reporting Person: Elliott Investment Management L.P. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-19 | Call Options (obligation to sell) | $12.00 | E | 2500 | Disposed | 2021-11-19 | Common Stock (250000) | Indirect |
Footnotes
F1: The Reporting Person has agreed to disgorge to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transaction reported herein.
F2: This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.
F3: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.