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PEABODY ENERGY CORP — Director's Dealing 2018
Nov 5, 2018
31311_dirs_2018-11-05_dffd61ff-8d0b-463a-a97d-a223b5d70e8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2018-11-01
Reporting Person: Dorch A. Verona (EVP,CLO,Govt Affairs&Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-01 | Common Stock | S | 3187 | $35.28 | Disposed | 142456 | Direct |
| 2018-11-05 | Common Stock | S | 25800 | $35.04 | Disposed | 116656 | Direct |
Footnotes
F1: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2018.
F2: The price reported is a weighted average price for the shares sold on November 1, 2018. These shares were sold in multiple transactions at prices ranging from $35.01 to $35.40, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The price reported is a weighted average price for the shares sold on November 5, 2018. These shares were sold in multiple transactions at prices ranging from $34.99 to $35.25, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.