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PEABODY ENERGY CORP Director's Dealing 2017

Apr 6, 2017

31311_dirs_2017-04-05_778dd174-5632-4fa8-a32b-99791f3c1762.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2017-04-03

Reporting Person: DISCOVERY CAPITAL MANAGEMENT, LLC / CT (10% Owner)
Reporting Person: Citrone Robert K. (10% Owner)
Reporting Person: Discovery Global Opportunity Partners, L.P. (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value 7000455 Indirect
Common Stock, $0.01 par value 4998974 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Convertible Preferred Stock $ Common Stock, $0.01 par value (7192536) Indirect
Series A Convertible Preferred Stock $ Common Stock, $0.01 par value (7445754) Indirect
Warrant $0.01 2017-07-03 Common Stock, $0.01 par value (870363) Indirect
Warrant $0.01 2017-07-03 Common Stock, $0.01 par value (600774) Indirect

Footnotes

F1: The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.

F2: The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.

F3: The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.