PEABODY ENERGY CORP — Director's Dealing 2017

Apr 13, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2017-04-03

Reporting Person: ELLIOTT ASSOCIATES, L.P. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.01 per Share	1023427	Direct
Common Stock, par value $0.01 per Share	2828923	Indirect
Series A Convertible Preferred, par value $0.01 per share	477635	Direct
Series A Convertible Preferred, par value $0.01 per share	1813939	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant (Right to Buy)	$0.01	2017-07-03	Common Stock, $0.01 par value (104167)		Direct
Warrant (Right to Buy)	$0.01	2017-07-03	Common Stock, $0.01 par value (283252)		Indirect

Footnotes

F1: This Form 3 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

F3: The Warrants are currently exercisable.