AI assistant
PEABODY ENERGY CORP — Director's Dealing 2017
May 5, 2017
31311_dirs_2017-05-05_1a36ee82-f299-49b8-832c-46395ba3f584.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2017-05-03
Reporting Person: ELLIOTT INTERNATIONAL, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-03 | Common Stock, par value $0.01 per share | P | 502199 | $25.3053 | Acquired | 11210286 | Indirect |
| 2017-05-04 | Common Stock, par value $0.01 per share | P | 1116715 | $23.5000 | Acquired | 12327001 | Indirect |
| 2017-05-04 | Common Stock, par value $0.01 per share | P | 943432 | $24.0135 | Acquired | 13270433 | Indirect |
| 2017-05-04 | Common Stock, par value $0.01 per share | P | 51000 | $24.7000 | Acquired | 13321433 | Indirect |
| 2017-05-04 | Common Stock, par value $0.01 per share | P | 9588 | $24.2911 | Acquired | 13331021 | Indirect |
| 2017-05-05 | Common Stock, par value $0.01 per share | P | 182500 | $23.8969 | Acquired | 13513521 | Indirect |
| 2017-05-05 | Common Stock, par value $0.01 per share | P | 34000 | $23.7700 | Acquired | 13547521 | Indirect |
Footnotes
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.