Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PEABODY ENERGY CORP Director's Dealing 2017

Jun 2, 2017

31311_dirs_2017-06-02_c0563375-eb12-4cb7-a2af-6ee15cdd00ba.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2017-05-31

Reporting Person: ELLIOTT INTERNATIONAL, L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-31 Common Stock, par value $0.01 per share P 8596 $23.9995 Acquired 14369518 Indirect
2017-06-01 Common Stock, par value $0.01 per share P 10832 $23.7351 Acquired 14380350 Indirect
2017-06-02 Common Stock, par value $0.01 per share P 6168 $23.6236 Acquired 14386518 Indirect
2017-06-02 Common Stock, par value $0.01 per share P 25500 $23.1781 Acquired 14412018 Indirect

Footnotes

F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.