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PEABODY ENERGY CORP — Director's Dealing 2017
Aug 25, 2017
31311_dirs_2017-08-25_42f65ad9-9e06-4a79-a45a-d16b1b437fd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2017-08-23
Reporting Person: DISCOVERY CAPITAL MANAGEMENT, LLC / CT (10% Owner)
Reporting Person: Discovery Global Opportunity Partners, L.P. (10% Owner)
Reporting Person: Citrone Robert K. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-23 | Common Stock, $0.01 par value | S | 6938655 | $27.1 | Disposed | 6273469 | Indirect |
| 2017-08-23 | Common Stock, $0.01 par value | S | 5861345 | $27.1 | Disposed | 2848076 | Indirect |
Footnotes
F1: Due to a calculation error, an incorrect conversion ratio that did not account for 27 days of compounding interest was used when the Series A Convertible Preferred Stock beneficially owned by the Reporting Persons was converted on April 3, 2017. This resulted in the Reporting Persons having beneficial ownership over 1,590 more shares of Common Stock than previously reported.
F2: The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.
F3: Due to a calculation error, an incorrect conversion ratio that did not account for 27 days of compounding interest was used when the Series A Convertible Preferred Stock beneficially owned by the Reporting Persons was converted on April 3, 2017. This resulted in the Reporting Persons having beneficial ownership over 1,645 more shares of Common Stock than previously reported.
F4: The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.