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PEABODY ENERGY CORP — Director's Dealing 2012
Nov 20, 2012
31311_dirs_2012-11-20_1e67bddc-0d17-463a-92b0-10378579fa9e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PEABODY ENERGY CORP (BTU)
CIK: 0001064728
Period of Report: 2012-11-15
Reporting Person: Williamson Kemal (President - Americas)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46270 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $39.8143 | 2016-01-03 | Common Stock (24572) | Direct | |
| Option (Right to Buy) | $34.9553 | 2017-01-03 | Common Stock (8564) | Direct | |
| Option (Right to Buy) | $62.72 | 2018-01-02 | Common Stock (15751) | Direct | |
| Option (Right to Buy) | $26.84 | 2019-01-05 | Common Stock (21549) | Direct | |
| Option (Right to Buy) | $47.87 | 2020-01-04 | Common Stock (16354) | Direct | |
| Option (Right to Buy) | $64.52 | 2021-01-03 | Common Stock (12760) | Direct | |
| Option (Right to Buy) | $36.27 | 2022-01-03 | Common Stock (11986) | Direct |
Footnotes
F1: Includes 10,844 shares from a restricted stock award that vests on December 31, 2012 and 2,989 shares that are held by the reporting person in the Company's Employee Stock Purchase Plan.
F2: The options vest in three equal annual installments beginning January 2, 2009.
F3: The options vest in two equal annual installments beginning January 5, 2011.
F4: The options vest in three equal annual installments beginning January 4, 2011.
F5: The options vest in three equal annual installments beginning January 3, 2012.
F6: The options vest in three equal annual installments beginning January 3, 2013.