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PDS Biotechnology Corp — Director's Dealing 2023
Dec 5, 2023
34613_dirs_2023-12-04_032e12b1-7530-440c-820f-eff6d8d21520.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDS Biotechnology Corp (PDSB)
CIK: 0001472091
Period of Report: 2023-12-04
Reporting Person: Boesgaard Lars (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-04 | Employee Stock Option (Right to Buy) | $5.28 | A | 200000 | Acquired | 2033-12-04 | Common Stock (200000) | Direct |
Footnotes
F1: The option was granted by the Issuer as an inducement material to the Reporting Person entering into employment with the Issuer in accordance with Nasdaq Rule 5635(c)(4) and the Issuer's 2019 Inducement Plan, as amended. The option will vest over four years, as follows: 25% of the shares underlying the option will vest and become exercisable on December 4, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.
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