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PDS Biotechnology Corp — Director's Dealing 2022
Dec 2, 2022
34613_dirs_2022-12-02_5dafa018-cfaf-4bf9-af89-f12e5121e753.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDS Biotechnology Corp (PDSB)
CIK: 0001472091
Period of Report: 2022-12-02
Reporting Person: BEDU-ADDO FRANK (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-02 | Common Stock | M | 219535 | $6.57 | Acquired | 866050 | Direct |
| 2022-12-02 | Common Stock | F | 175184 | $9.78 | Disposed | 690866 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-02 | Stock Option (Right to Buy) | $6.57 | M | 219535 | Disposed | 2022-12-03 | Common Stock (219535) | Direct |
Footnotes
F1: This stock option was fully vested in accordance with its terms.
F2: On December 2, 2022, Dr. Bedu-Addo made a net exercise of 219,535 stock options, resulting in his acquisition of 44,351 common shares of the Issuer.
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