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PDS Biotechnology Corp Director's Dealing 2017

Mar 13, 2017

34613_dirs_2017-03-13_8ffbc3d2-5d9f-4e04-95d1-de74c3422f7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Edge Therapeutics, Inc. (EDGE)
CIK: 0001472091
Period of Report: 2017-03-01

Reporting Person: Einhorn Andrew J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-01 Common Stock X 1567 $2.39 Acquired 43223 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-01 Warrants (right To Purchase) $2.39 X 1567 Disposed 2017-09-09 Common Stock (1567) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 83592 Indirect

Footnotes

F1: The Reporting Person is the sole managing member of Harpua, LLC and may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.