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PDS Biotechnology Corp Director's Dealing 2016

Mar 15, 2016

34613_dirs_2016-03-15_bac4020e-f83b-4cde-9767-cf480aeb25a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Edge Therapeutics, Inc. (EDGE)
CIK: 0001472091
Period of Report: 2016-03-11

Reporting Person: HEALY JAMES (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-11 Common Stock P 541343 $7.2997 Acquired 2852711 Indirect

Footnotes

F1: Consists of 2,852,711 shares of common stock owned of record by Sofinnova Venture Partners IX, L.P. ("SVP IX"). The Reporting Person is a managing member of Sofinnova Management IX, L.L.C., the general partner of SVP IX, and as such, may be deemed to share voting and investment power with respect to such shares. The Reporting Person disclaims beneficial ownership with regard to such shares, except to the extent of his proportionate pecuniary interest therein.