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PDF SOLUTIONS INC Director's Dealing 2018

Aug 17, 2018

32198_dirs_2018-08-16_fb93e7f0-8780-4c16-bde9-68dcec5d842b.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2018-08-10

Reporting Person: CHRISTINE RUSSELL (VP, Finance and CFO)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 80000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to Buy) $10.6500 2028-08-01 Common Stock (80000) Direct

Footnotes

F1: These shares represent an award of restricted stock units (Total RSU). 25% of the Total RSU will vest on August 1, 2019 and 12.5% of the Total RSU will vest each date that is 6 months thereafter until fully vested, subject to the Recipient's continued service through each applicable vest date.

F2: 25% of the Total Options will vest on the 1st anniversary of the grant date, which is August 1 2019 and
1/48th of the Total Options will vest on the 1st of each month thereafter through August 1, 2022, when the award will be fully vested, subject to the Recipient's continued service through each applicable vest date..