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PDF SOLUTIONS INC — Director's Dealing 2017
Mar 14, 2017
32198_dirs_2017-03-13_7943dcec-ec03-4e0b-84d0-646a52c47f06.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2016-11-08
Reporting Person: LANZA LUCIO (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | Common Stock | M | 45000 | $5.40 | Acquired | 334623 | Direct |
| 2016-11-08 | Common Stock | S | 14000 | $19.8925 | Disposed | 320623 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-08 | Stock Options (Right to Buy) | $5.40 | M | 45000 | Disposed | 2018-05-21 | Common Stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 121720 | Indirect |
Footnotes
F1: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915.
F2: 25% of the total shares subject to the option (the "Total Shares") vested on May 22, 2009 and 1/48th of the Total Shares vested on the 22nd day of each month thereafter; Fully vested as of May 22, 2012
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