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PDF SOLUTIONS INC — Director's Dealing 2017
Feb 22, 2017
32198_dirs_2017-02-21_aa2ac57b-d142-4dd2-bfc5-f481b97b3dae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2017-02-16
Reporting Person: HARTGRING CORNELIS (Vice President, CSS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-16 | Common Stock | M | 10855 | — | Acquired | 47441 | Direct |
| 2017-02-16 | Common Stock | S | 17952 | — | Disposed | 29489 | Direct |
| 2017-02-17 | Common Stock | S | 981 | — | Disposed | 28508 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-16 | Stock Options (Right to Buy) | $6.21 | M | 1688 | Disposed | 2021-05-26 | Common Stock (1688) | Direct |
| 2017-02-16 | Stock Options (Right to Buy) | $8.79 | M | 2500 | Disposed | 2022-05-22 | Common Stock (2500) | Direct |
| 2017-02-16 | Stock Options (Right to Buy) | $8.79 | M | 6667 | Disposed | 2022-05-22 | Common Stock (6667) | Direct |
Footnotes
F1: Includes exercise of fully vested stock options grants awarded to the Reporting person on May 22, 2011 and on May 22, 2012
F2: Includes 1,561 shares of common stock that were purchased on January 31, 2017 under the PDF Employee Stock Purchase Plan
F3: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.00 to $22.52.
F4: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.134 to $22.1596.
F5: Earliest vesting date of the stock options granted on May, 27, 2011 was June 27, 2011 with 1/48th of the total shares vesting monthly until fully vested on June 27, 2014.
F6: 1/4th of the total number of shares subject to option vested on May 22, 2012 and 1/4th of the total shares vested each anniversary of the grant date, fully vested on May 22, 2015.
F7: Earliest vesting date of the total stock options granted on May 22, 2012 was June 22, 2012 1/48th of the total shares vesting monthly until fully vested on June 22, 2016.