AI assistant
PDF SOLUTIONS INC — Director's Dealing 2017
May 4, 2017
32198_dirs_2017-05-03_4ed540b3-265e-437c-8100-aab97f9a0772.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2013-11-08
Reporting Person: WALKER GREGORY C (CFO, VP Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock | M | 3750 | $6.09 | Acquired | 15598 | Direct |
| 2013-11-08 | Common Stock | S | 4292 | $22.7990 | Disposed | 11306 | Direct |
| 2015-11-01 | Common Stock | F | 454 | $10.56 | Disposed | 21152 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | Stock Options (Right to Buy) | $6.09 | M | 3750 | Acquired | 2022-11-07 | Common Stock (3750) | Direct |
Footnotes
F1: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.777 to $22.83.
F2: The purpose of this amendment is to correct the arithmetical error to increase the total amount by 3750 shares, which were inadvertently subtracted from the total amount on Form 4 filed on 11/12/2013 and all following filings through this Form.
F3: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.
F4: The purpose of this amendment is to correct the arithmetical error in the total amount including 474 shares of common stock purchased under the Employee's Stock Purchase Plan on Form 4 filed on 11/1/2015 and all following filings through this Form.