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PDF SOLUTIONS INC — Director's Dealing 2017
Jun 5, 2017
32198_dirs_2017-06-05_48d58117-67d1-4705-a9da-ea1a96627d61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2017-06-01
Reporting Person: HARTGRING CORNELIS (Vice President, CSS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-01 | Common Stock | A | 23638 | — | Acquired | 51819 | Direct |
| 2017-06-01 | Common Stock | F | 2282 | $16.50 | Disposed | 49537 | Direct |
Footnotes
F1: These shares represent an award of restricted stock units.
F2: These shares represent an award of Restricted Stock Units (Total Shares). Of the Total Shares: (1) 8,138 shall vest as follows: 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date; and (2) 15,500 shall vest as follows: 12.5% of the total shares shall vest on the date that is six (6) month after June 1, 2017 and 12.5% of the total shares shall vest on each date that is six (6) months thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.
F3: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.