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PDF SOLUTIONS INC — Director's Dealing 2017
Jun 14, 2017
32198_dirs_2017-06-13_ef5263c5-c342-49e7-b432-ca8d2627af74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2017-06-09
Reporting Person: LANZA LUCIO (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-09 | Common Stock | M | 45000 | $4.82 | Acquired | 423967 | Direct |
| 2017-06-09 | Common Stock | S | 45000 | $17.5687 | Disposed | 378967 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-09 | Stock Options (Right to Buy) | $4.82 | M | 45000 | Disposed | 2020-05-17 | Common Stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 121720 | Indirect |
Footnotes
F1: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.46 to $17.79.
F2: 25% of the total number of stock options vested on May 18, 2011 and the remaining options vested monthly thereafter on the 18th date of each month.
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