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PDF SOLUTIONS INC — Director's Dealing 2015
Feb 12, 2015
32198_dirs_2015-02-11_fd700d6c-65af-4411-b18b-227528336356.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2015-02-10
Reporting Person: HARTGRING CORNELIS (Vice President, CSS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-10 | Common Stock | M | 65600 | $8.92 | Acquired | 100312 | Direct |
| 2015-02-10 | Common Stock | S | 65600 | $17.48 | Disposed | 34712 | Direct |
| 2015-02-11 | Common Stock | M | 14400 | $8.92 | Acquired | 49112 | Direct |
| 2015-02-11 | Common Stock | M | 20000 | $8.79 | Acquired | 69112 | Direct |
| 2015-02-11 | Common Stock | S | 34400 | $17.57 | Disposed | 34712 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-10 | Stock Options (Right to Buy) | $8.92 | M | 65600 | Acquired | 2017-11-06 | Common Stock (65600) | Direct |
| 2015-02-11 | Stock Options (Right to Buy) | $8.92 | M | 14400 | Acquired | 2017-11-06 | Common Stock (14400) | Direct |
| 2015-02-11 | Stock Options (Right to Buy) | $8.79 | M | 12500 | Acquired | 2021-05-21 | Common Stock (12500) | Direct |
| 2015-02-11 | Stock Options (Right to Buy) | $8.79 | M | 7500 | Acquired | 2021-05-21 | Common Stock (7500) | Direct |
Footnotes
F1: Includes 1,018 shares of common stock that were purchased on January 31, 2015 under the PDF Employee Stock Purchase Plan.
F2: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.00 to $17.68.
F3: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.32 to $17.76.