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PDF SOLUTIONS INC — Director's Dealing 2012
Feb 25, 2012
32198_dirs_2012-02-24_65fd0a04-7689-419b-a9cd-772d462bead0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2012-02-23
Reporting Person: Yu Albert YC (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-23 | Common stock | M | 3500 | $4.82 | Acquired | 17974 | Direct |
| 2012-02-23 | Common Stock | M | 1749 | $4.82 | Acquired | 19723 | Direct |
| 2012-02-23 | Common Stock | M | 1406 | $2.30 | Acquired | 21129 | Direct |
| 2013-02-23 | Common Stock | S | 3500 | $6.80 | Disposed | 17629 | Direct |
| 2012-02-23 | Common Stock | S | 1749 | $6.75 | Disposed | 15880 | Direct |
| 2012-02-23 | Common Stock | S | 1406 | $6.70 | Disposed | 14474 | Direct |
| 2012-02-24 | Common Stock | M | 3500 | $4.82 | Acquired | 17974 | Direct |
| 2012-02-24 | Common Stock | S | 3500 | $7 | Disposed | 14474 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-23 | Stock Options (Right to Buy) | $4.82 | M | 3500 | Acquired | 2020-05-17 | Common Stock (3500) | Direct |
| 2012-02-23 | Stock Options (Right to Buy) | $4.82 | M | 1749 | Acquired | 2020-05-17 | Common Stock (1749) | Direct |
| 2012-02-24 | Stock Options (Right to Buy) | $4.82 | M | 3500 | Acquired | 2020-05-17 | Common Stock (3500) | Direct |
| 2012-02-23 | Stock Options (Right to buy) | $2.30 | M | 1406 | Acquired | 2019-07-30 | Common Stock (1406) | Direct |
Footnotes
F1: The correct amount of the securities beneficially owned was 14,474, which was inadvertently omitted from 11/16/2011 Form 4 filings.
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