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PDF SOLUTIONS INC — Director's Dealing 2012
May 24, 2012
32198_dirs_2012-05-24_f6e59e55-6dcc-4536-b5cf-52b2337721d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2012-05-22
Reporting Person: HARTGRING CORNELIS (Vice President, CSS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-22 | Common Stock | F | 306 | $8.79 | Disposed | 68256 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-22 | Common Stock (Right to Buy) | $8.79 | A | 10000 | Acquired | 2022-05-21 | Common Stock (10000) | Direct |
| 2012-05-22 | Common Stock (Right to Buy) | $8.79 | A | 20000 | Acquired | 2022-05-21 | Common Stock (20000) | Direct |
Footnotes
F1: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of restricted Stock rights. This is not a sale of shares in the market.
F2: Includes total of 10,000 shares of Company's Common Stock prior to this withholding that was awarded by the Company.
F3: 1/4th of the total number of shares subject to option will vest on the grant date and 1/4th of the total shares will vest each anniversary of the grant date, until fully vested, provided that the reporting person continues to remain employee of the Company
F4: 1/48th of the total number of shares subject to option will vest one month from the date and 1/48th of the total shares will vest each month, until fully vested, provided that the reporting person continues to remain employee of the Company.