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PDF SOLUTIONS INC — Director's Dealing 2012
Aug 28, 2012
32198_dirs_2012-08-28_bddcb76a-19b1-4237-bad2-2b52f44c7785.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2012-08-24
Reporting Person: HARTGRING CORNELIS (Vice President, CSS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-24 | Common Stock | M | 10000 | $5.40 | Acquired | 79821 | Direct |
| 2012-08-24 | Common Stock | S | 15 | $11.72 | Disposed | 79806 | Direct |
| 2012-08-24 | Common Stock | S | 85 | $11.79 | Disposed | 79721 | Direct |
| 2012-08-24 | Common Stock | S | 102 | $11.92 | Disposed | 79619 | Direct |
| 2012-08-24 | Common Stock | S | 200 | $11.93 | Disposed | 79419 | Direct |
| 2012-08-24 | Common Stock | S | 100 | $11.9307 | Disposed | 79319 | Direct |
| 2012-08-24 | Common Stock | S | 100 | $11.935 | Disposed | 79219 | Direct |
| 2012-08-24 | Common Stock | S | 898 | $11.94 | Disposed | 78321 | Direct |
| 2012-08-24 | Common Stock | S | 1101 | $11.95 | Disposed | 77220 | Direct |
| 2012-08-24 | Common Stock | S | 99 | $11.96 | Disposed | 77121 | Direct |
| 2012-08-24 | Common Stock | S | 200 | $11.965 | Disposed | 76921 | Direct |
| 2012-08-24 | Common Stock | S | 900 | $11.97 | Disposed | 76021 | Direct |
| 2012-08-24 | Common Stock | S | 400 | $11.98 | Disposed | 75621 | Direct |
| 2012-08-24 | Common Stock | S | 1800 | $11.99 | Disposed | 73821 | Direct |
| 2012-08-24 | Common Stock | S | 1200 | $12 | Disposed | 72621 | Direct |
| 2012-08-24 | Common Stock | S | 1000 | $12.01 | Disposed | 71621 | Direct |
| 2012-08-24 | Common Stock | S | 400 | $12.02 | Disposed | 71221 | Direct |
| 2012-08-24 | Common Stock | S | 500 | $12.03 | Disposed | 70721 | Direct |
| 2012-08-24 | Common Stock | S | 200 | $12.04 | Disposed | 70521 | Direct |
| 2012-08-24 | Common Stock | S | 700 | $12.05 | Disposed | 69821 | Direct |
| 2012-08-27 | Common Stock | M | 4619 | $5.40 | Acquired | 74440 | Direct |
| 2012-08-27 | Common Stock | S | 900 | $12.06 | Disposed | 73540 | Direct |
| 2012-08-27 | Common Stock | S | 5000 | $12.07 | Disposed | 68540 | Direct |
| 2012-08-27 | Common Stock | S | 4100 | $12.09 | Disposed | 64440 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-24 | Stock Options (Right to Buy) | $5.40 | M | 10000 | Acquired | 2012-09-02 | Common Stock (10000) | Direct |
| 2012-08-27 | Stock Options (Right to Buy) | $5.40 | M | 4619 | Acquired | 2012-09-02 | Common Stock (4619) | Direct |
Footnotes
F1: All transactions reported on this Form 4 were effected pursuance to a rule 10b-5 Sales Plan.
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