AI assistant
PDF SOLUTIONS INC — Director's Dealing 2007
Jan 9, 2007
32198_dirs_2007-01-08_65e39d9a-6e3e-4924-9970-023fe02f6131.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2007-01-04
Reporting Person: HARTGRING CORNELIS (VP&GM Manu.Process Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-01-04 | Common Stock | M | 61 | $5.40 | Acquired | 3643 | Direct |
| 2007-01-04 | Common Stock | S | 61 | $14.95 | Disposed | 3582 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-04 | 2001 Stock Plan Option (Right to Buy) | $5.40 | M | 61 | Disposed | 2012-09-02 | Common Stock (61) | Direct |
Footnotes
F1: All transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan.
F2: Includes 60 shares that were purchased on December 29, 2006 under the PDFS Employee Stock Purchase Plan.
F3: The original stock option grant awarded in September 2002 granted the Reporting Person the right to buy 200,000 shares of common stock of PDFS (the "Total Shares") Twenty-five percent (25%) of the Total Shares vested on September 3, 2003 and 1/48th of the Total Shares continued to vest on the 3rd day of each month thereafter.