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PDF SOLUTIONS INC — Director's Dealing 2007
May 31, 2007
32198_dirs_2007-05-30_849d3596-3a58-46e9-82e0-aed09bd06d64.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PDF SOLUTIONS INC (PDFS)
CIK: 0001120914
Period of Report: 2006-11-29
Reporting Person: BAYBROOK REBECCA M (Vice-President Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-30 | Common Stock | M | 2031 | $6.39 | Acquired | 4388 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-11-30 | 2001 Stock Plan Option (Right to Buy) | $6.39 | M | 7875 | Disposed | 2013-04-20 | Common Stock (7875) | Direct |
Footnotes
F1: Includes 189 shares that were purchased on December 31, 2006 under the PDFS Employee Stock Purchase Plan.
F2: The original filed Form 4 reflected 5,844 options exercised. However, there were an additional 2,031 options exercised that were inadvertently not reported. This amendment reflects the total exercised on November 30, 2006.
F3: 12/48ths of the total 40,000 shares granted on April 21, 2003 vested on April 21, 2004. The remaining shares continue to vest monthly on the same day of each month at the rate of 1/48th of the total 40,000 option shares granted.