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PCM FUND, INC. — Director's Dealing 2012
Jan 10, 2012
34309_dirs_2012-01-09_fe63921c-c48b-49de-a890-2a737b527cba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PCM FUND, INC. (PCM)
CIK: 0000908187
Period of Report: 2012-01-06
Reporting Person: HARRIS BRENT R (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-06 | COMMON STOCK | S | 1939 | $10.9126 | Disposed | 0 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.91 to $10.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F2: Form 5 filed on December 31, 2008 reported an aggregate of 1,571 shares beneficially owned. The Reporting Person subsequently acquired 368 shares pursuant to a qualified dividend reinvestment plan (the "Dividend Shares"). The sale of the shares reported herein, together with the Dividend Shares, result in zero (0) shares beneficially owned following the reported transactions.