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PCB BANCORP — Director's Dealing 2018
Aug 9, 2018
33328_dirs_2018-08-09_168e12ef-e850-4596-8802-a07a604fc10f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PACIFIC CITY FINANCIAL CORP (PCB)
CIK: 0001423869
Period of Report: 2018-08-09
Reporting Person: KIM HENRY (Director, President, CEO and Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92216 | Direct |
| Common Stock | 19785 | Indirect |
| Common Stock | 17813 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $4.51 | 2023-03-29 | Common stock (10648) | Direct | |
| Stock option (right to buy) | $10.33 | 2025-10-28 | Common stock (54451) | Direct | |
| Stock option (right to buy) | $14.75 | 2028-01-02 | Common stock (50000) | Direct |
Footnotes
F1: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.
F2: These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant
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