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PBF Energy Inc. — Director's Dealing 2021
Feb 23, 2021
31241_dirs_2021-02-23_bfbe55af-f6c8-472c-a10b-e9c41a6e285a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PBF Energy Inc. (PBF)
CIK: 0001534504
Period of Report: 2021-02-19
Reporting Person: Barone John C (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Class A Common Stock | M | 1015 | — | Acquired | 8876 | Direct |
| 2021-02-19 | Class A Common Stock | M | 2490 | — | Acquired | 11366 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Warrant to Purchase Series A Units of PBF Energy Company LLC | $10.00 | M | 3900 | Disposed | 2021-03-01 | Class A Common Stock (3900) | Direct |
| 2021-02-19 | Series A Units of PBF Energy Company LLC | $ | M | 3900 | Acquired | Class A Common Stock (3900) | Direct | |
| 2021-02-19 | Series A Units of PBF Energy Company LLC | $ | F | 2885 | Disposed | Class A Common Stock (2885) | Direct | |
| 2021-02-19 | Series A Units of PBF Energy Company LLC | $ | M | 1015 | Disposed | Class A Common Stock (1015) | Direct | |
| 2021-02-19 | Option to Purchase Series A Units of PBF Energy Company LLC | $10.00 | M | 15000 | Disposed | 2021-03-04 | Class A Common Stock (15000) | Direct |
| 2021-02-19 | Series A Units of PBF Energy Company LLC | $ | M | 15000 | Acquired | Class A Common Stock (15000) | Direct | |
| 2021-02-19 | Series A Units of PBF Energy Company LLC | $ | F | 12510 | Disposed | Class A Common Stock (12510) | Direct | |
| 2021-02-19 | Series A Units of PBF Energy Company LLC | $ | M | 2490 | Disposed | Class A Common Stock (2490) | Direct |
Footnotes
F1: Pursuant to an exchange agreement the Series A Units of PBF Energy Company LLC are exchangeable at any time for shares of Class A Common Stock of PBF Energy Inc. on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications.
F2: The Warrants to purchase Series A Units of PBF Energy Company LLC were granted to the reporting person on March 1, 2011, were fully vested at the time of grant and became fully exercisable at the time of the initial public offering of PBF Energy Inc.
F3: Represents options to purchase Series A Units of PBF Energy Company LLC granted to the Reporting Person on March 4, 2011, which vested in three equal annual installments beginning on the first anniversary of the grant date.