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Paysign, Inc. — Director's Dealing 2018
Dec 7, 2018
33258_dirs_2018-12-07_8d7446a1-b517-4af4-9202-6eff6c6063f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3PEA INTERNATIONAL, INC. (TPNL)
CIK: 0001496443
Period of Report: 2018-12-05
Reporting Person: Polan Brian (VP Corporate Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-05 | Common Stock | A | 200000 | — | Acquired | 256390 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-05 | Stock Grant | $ | C | 200000 | Disposed | Common Stock (200000) | Direct |
Footnotes
F1: N/A
F2: N/A
F3: On November 11 2016, the company granted Brian Polan five hundred thousand shares of common stock with a value of $78,795. The stock grant vested in equal amounts over a five year period on the last day of each calendar quarter if Mr. Polan still employed by the company at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Three hundred thousand shares have not vested and have not been issued.
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