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Paymentus Holdings, Inc. — Director's Dealing 2021
May 28, 2021
31189_dirs_2021-05-28_ebe8ba14-5046-4193-b74b-57dead2de8d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Paymentus Holdings, Inc. (PAY)
CIK: 0001841156
Period of Report: 2021-05-28
Reporting Person: Portocalis Gerasimos (Jerry) (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Common Stock | J | 810565 | — | Disposed | 0 | Indirect |
| 2021-05-28 | Class A Common Stock | P | 47619 | $21.00 | Acquired | 47619 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | Stock Option (Right to Buy) | $8.66 | J | 50000 | Disposed | 2029-08-27 | Common Stock (50000) | Direct |
| 2021-05-28 | Stock Option (Right to Buy) | $8.66 | J | 50000 | Acquired | 2029-08-27 | Class B Common Stock (50000) | Direct |
| 2021-05-28 | Stock Option (Right to Buy) | $0.03 | J | 323250 | Disposed | 2023-02-20 | Common Stock (323250) | Direct |
| 2021-05-28 | Stock Option (Right to Buy) | $0.03 | J | 323250 | Acquired | 2023-02-20 | Class B Common Stock (323250) | Direct |
| 2021-05-28 | Class B Common Stock | $ | J | 810565 | Acquired | Class A Common Stock (810565) | Indirect |
Footnotes
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date.
F2: Represents shares held directly by Faliron Investments LLC. Gerasimos (Jerry) Portocalis is the President of Faliron Investments LLC and has sole voting and investment power with respect to the shares held by Faliron Investments LLC.
F3: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Class A Common Stock.
F4: One sixtieth (1/60th) of the shares subject to the award shall vest on September 30, 2019, and one sixtieth (1/60th) of the shares subject to the award shall vest on the last day of each month thereafter.
F5: The shares subject to the option are fully vested and exercisable.