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Paymentus Holdings, Inc. Director's Dealing 2021

Dec 7, 2021

31189_dirs_2021-12-07_08e646a3-8d92-4e7a-88d2-760f95818f99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Paymentus Holdings, Inc. (PAY)
CIK: 0001841156
Period of Report: 2021-12-03

Reporting Person: Trainor Gary (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-03 Class A Common Stock C 7250 $0.00 Acquired 7250 Indirect
2021-12-03 Class A Common Stock S 7250 $27.00 Disposed 0 Indirect
2021-12-03 Class A Common Stock C 100 $0.00 Acquired 100 Indirect
2021-12-03 Class A Common Stock S 100 $27.63 Disposed 0 Indirect
2021-12-06 Class A Common Stock C 5442 $0.00 Acquired 5442 Indirect
2021-12-06 Class A Common Stock S 5442 $27.96 Disposed 0 Indirect
2021-12-06 Class A Common Stock C 1908 $0.00 Acquired 1908 Indirect
2021-12-06 Class A Common Stock S 1908 $28.92 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-03 Stock Option (Right to Buy) $0.03 M 7350 Disposed 2022-10-10 Class B Common Stock (7350) Indirect
2021-12-03 Class B Common Stock $ M 7350 Acquired Class A Common Stock (7350) Indirect
2021-12-03 Class B Common Stock $ C 7350 Disposed Class A Common Stock (7350) Indirect
2021-12-06 Stock Option (Right to Buy) $0.03 M 7350 Disposed 2022-10-10 Class B Common Stock (7350) Indirect
2021-12-06 Class B Common Stock $ M 7350 Acquired Class A Common Stock (7350) Indirect
2021-12-06 Class B Common Stock $ C 7350 Disposed Class A Common Stock (7350) Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by TF Investment Holdings LLC.

F2: Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC.

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TF Investment Holdings LLC on September 15, 2021.

F4: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $26.625 to $27.61, inclusive. The reporting person undertakes to provide to Paymentus Holdings, Inc., any security holder of Paymentus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.53 to $28.44, inclusive. The reporting person undertakes to provide to Paymentus Holdings, Inc., any security holder of Paymentus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F6: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.53 to $29.43, inclusive. The reporting person undertakes to provide to Paymentus Holdings, Inc., any security holder of Paymentus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F7: The shares subject to the option are fully vested and exercisable.

F8: Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date.