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PAVmed Inc. — Director's Dealing 2022
Feb 24, 2022
35221_dirs_2022-02-24_1b24926a-29a2-4277-9a21-e36f2779e5c8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2022-02-22
Reporting Person: O'Neil Shaun (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 225000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option (right to buy) | $1.58 | 2028-07-23 | Common stock (195108) | Direct | |
| Employee stock option (right to buy) | $1 | 2029-03-17 | Common stock (100000) | Direct | |
| Employee stock option (right to buy) | $4.44 | 2031-04-01 | Common stock (75000) | Direct |
Footnotes
F1: The issuer granted 225,000 shares of restricted stock to the reporting person pursuant to its long term incentive equity plan.
F2: All options vest 1/12 on the first calendar quarter end after the Grant Date (as defined below), then additional 1/12 on each successive calendar quarter. Fully vested after 12 quarters. "Grant Date" as used herein shall mean, for each respective option, the date that is exactly ten years earlier than the Expiration date for such option.
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