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PAVmed Inc. — Director's Dealing 2019
Jan 28, 2019
35221_dirs_2019-01-28_e9c8b6c0-7615-43e9-9a1e-a881c0450f13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2018-12-27
Reporting Person: SIROVICH MATTHEW (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-27 | Common Stock | J | 272400 | — | Acquired | 738914 | Direct |
| 2018-12-27 | Common Stock | J | 60000 | — | Acquired | 792000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1414904 | Indirect |
Footnotes
F1: Securities of PAVMed Inc. (the "Issuer") acquired in settlement of all remaining accrued and unpaid interest outstanding under the Issuer's 15% Senior Secured Note due 2019 in connection with the repayment of such note.
F2: Securities of the Issuer held directly by The Boomer Fund, L.P. ("Boomer"). Mr. Sirovich is the general partner of Boomer and may be deemed to beneficially own the securities of the Issuer held by Boomer.
F3: Securities of the Issuer held directly by The Sirovich Family Charitable Foundation (the "Sirovich Foundation"). Matthew Sirovich is a Director and President of the Sirovich Foundation and may be deemed to beneficially own the securities of the Issuer held by the Sirovich Foundation.